Asked by
Alexia Hobbs
on Dec 18, 2024
Verified
Which of the following allows the SEC to suspend securities trading if prices vary excessively in a short time period?
A) The Sarbanes-Oxley Act of 2002
B) The Securities Acts Amendments of 1990
C) The Market Reform Act of 1990
D) The Securities Enforcement Remedies and Penny Stock Reform Act of 1990
E) The National Securities Markets Improvement Act of 1996
Securities Trading
Securities trading involves the buying and selling of financial instruments like stocks, bonds, and options in financial markets.
Securities Acts Amendments
Modifications made to laws governing the sale, purchase, and offering of financial instruments like stocks and bonds.
- Understand the regulatory framework of securities trading and the roles of specific acts and amendments in financial regulation.
Verified Answer
BR
Learning Objectives
- Understand the regulatory framework of securities trading and the roles of specific acts and amendments in financial regulation.
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