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Nicki Nicki Nicki
on Dec 02, 2024
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The Securities and Exchange Commission is the governmental body responsible for enforcing the rules and regulations governing the trading in securities.
Securities and Exchange Commission
A U.S. government agency that oversees securities transactions, activities of financial professionals and mutual fund trading to prevent fraud and intentional deception.
Governmental Body
An organization or agency that is part of the government, responsible for enforcing laws, regulations, and providing public services.
- Ascertain the responsibilities of the Securities and Exchange Commission (SEC) and why it is crucial in financial market operations.
Verified Answer
FR
Learning Objectives
- Ascertain the responsibilities of the Securities and Exchange Commission (SEC) and why it is crucial in financial market operations.
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